Business, 04.05.2021 04:40 dragongacha777

Senior Wealth Advisers (SWA) is registered as an investment adviser in North and South Carolina with offices in Charlotte, North Carolina and Charleston, South Carolina. On occasion, 1 of their investment adviser representatives meets with clients who reside in North Augusta, South Carolina in a hotel room in Augusta, Georgia. The registration requirements of the Uniform Securities Act would A) not require registration of either person with the Georgia Administrator B) require that both SWA and the IAR register with the Georgia Administrator C) require that SWA register with the Georgia Administrator D) require that the IAR register with the Georgia Administrator

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Senior Wealth Advisers (SWA) is registered as an investment adviser in North and South Carolina with...