subject
Business, 19.08.2020 14:01 genyjoannerubiera

If a foreign broker-dealer that does not have U. S. based operations wishes to solicit customers in the United States, the broker-dealer:I. must establish an SEC-registered U. S. subsidiaryII. is not required to establish an SEC-registered U. S. subsidiaryIII. can effect its business through another registered U. S. broker-dealerIV. cannot effect its business through another registered U. S. broker-dealer

ansver
Answers: 1

Other questions on the subject: Business

image
Business, 22.06.2019 10:10, manny2275
True tomato inc. makes organic ketchup. to promote its products, this firm decided to make bottles in the shape of tomatoes. to accomplish this, true tomato worked with its bottle manufacture to create a set of unique molds for its bottles. which of the following specialized assets does this example demonstrate? (a) site specificity (b) research specificity (c) physical-asset specificity (d) human-asset specificity
Answers: 3
image
Business, 22.06.2019 11:50, dinero0424
After graduation, you plan to work for dynamo corporation for 12 years and then start your own business. you expect to save and deposit $7,500 a year for the first 6 years (t = 1 through t = 6) and $15,000 annually for the following 6 years (t = 7 through t = 12). the first deposit will be made a year from today. in addition, your grandfather just gave you a $32,500 graduation gift which you will deposit immediately (t = 0). if the account earns 9% compounded annually, how much will you have when you start your business 12 years from now?
Answers: 1
image
Business, 22.06.2019 14:40, nathenq1839
Which of the following would classify as a general education requirement
Answers: 1
image
Business, 22.06.2019 19:50, Salas1333
Which of the following would create the most money? the initial deposit is $6,500 and the required reserve ratio is 20 percent. the initial deposit is $3,000 and the required reserve ratio is 10 percent. the initial deposit is $7,500 and the required reserve ratio is 25 percent. the initial deposit is $4,500 and the required reserve ratio is 15 percent.
Answers: 1
You know the right answer?
If a foreign broker-dealer that does not have U. S. based operations wishes to solicit customers in...

Questions in other subjects:

Konu
Physics, 30.01.2021 01:00
Konu
History, 30.01.2021 01:00
Konu
Mathematics, 30.01.2021 01:00
Konu
Mathematics, 30.01.2021 01:00
Konu
Mathematics, 30.01.2021 01:00