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Social Studies, 26.11.2019 21:31 lele1522

Which of the following choices is not a broker-dealer in state b? a) an agent in state a who contacts a client in state b b) a corporation that sells commercial paper every other week in state b c) a broker-dealer registered in state a, where its only office is located, which has only insurance companies as clients in state b d) a bank trust department that buys and sells securities for its customers.

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Which of the following choices is not a broker-dealer in state b? a) an agent in state a who contac...

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