Business, 20.08.2021 02:30 zahid79

all of the following are unethical practices by an investment adviser under the NASAA Statement of Policy EXCEPT an adviser: A exercising discretion under verbal authority from a customer given 15 business days ago B placing an order to sell a position that is dropping rapidly in price without discretionary authority C selling all of a security position when the customer authorized the sale of only part of the position D selecting the best time to sell a position when the customer authorized the sale

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all of the following are unethical practices by an investment adviser under the NASAA Statement of P...