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Business, 15.06.2021 19:40 hairystrong1915

Under the JOBS Act, an issuer that is an emerging growth company or a broker-dealer representing the issuer may engage in the following communications before a registration statement is filed with the SEC EXCEPT (A)Contact potential investors that are Qualified Institutional Buyers (QIBs) to ascertain investor interest (B)Contact potential investors that are Accredited Investors (AIs) to ascertain investor interest. (C)Contact potential investors that are Retail Investors to ascertain investor interest (D)Engage in oral or written communications with potential investors.

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Under the JOBS Act, an issuer that is an emerging growth company or a broker-dealer representing the...

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