Business, 16.07.2020 03:01 catcatscats122

An agent of a broker-dealer has her office in State A and has customers in States B and C, in which she is also registered. She has a group of customers who are dual citizens of the U. S. and Chile and has been referred business in Chile by some of these clients. To sell securities to these clients in Chile, she files a registration application with the Chilean securities regulator, who denies the application. Which statement is TRUE

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An agent of a broker-dealer has her office in State A and has customers in States B and C, in which...