subject
Business, 08.01.2020 04:31 Jasonn7787

Bob smith wants to become an investment advisor and set up and advisory firm. according to the investment advisors act of 1940, bob would have to file his application for registration with
[a] the north american securities administrators association (nasaa)
[b] the u. s. securities and exchange commission (sec)
[c] the national association of securities dealers (nasd)
[d] the national futures association (nfa)

ansver
Answers: 3

Other questions on the subject: Business

image
Business, 21.06.2019 23:30, BrezzyGirl9148
Afinancial institution, the thriftem bank, is in the process of formulating its loan policy for the next quarter. a total of $12 million is allocated for that purpose. being a full-service facility, the bank is obligated to grant loans to different clientele. the following table provides the types of loans, the interest rate charged by the bank, and the possibility of bad debt as estimated from past experience. type of loaninterest rateprobability of bad debtpersonal.140.10car.130.07home.1 20.03farm.125.05commercial.100.02 bad debts are assumed unrecoverable and hence produce no interest revenue either. competition with other financial institutions in the area requires that the bank allocate at least 40% of the total funds to farm and commercial loans. to assist the housing industry in the region, home loans must equal at least 50% of the personal, car, and home loans. the bank also has a stated policy specifying that the overall ratio for bad debts on all loans may not exceed .04. formulate this problem as a linear program. define your variables clearly and write all the constraints explaining the significance of each.
Answers: 1
image
Business, 22.06.2019 13:30, Hcalhoun21
How does hipaa address employee’s access to e-phi?
Answers: 1
image
Business, 22.06.2019 18:30, jdilla98
Order these statements in the correct order to fill in the central idea and key points for a chronological speech. question 22 options: there are several steps that someone must take to become a doctor. finally, you will need to get a medical license, and become board certified in your specialty area. then, you must get admitted into to medical school and earn a medical degree. next, you will need to complete a residency. first you must earn a bachelors degree.
Answers: 2
image
Business, 23.06.2019 01:30, jasoncarter
Why would adjusting the money supply be expected to increase economic growth during a recession? a) increasing the money supply will encourage more saving. b) increased money supply will encourage more spending and investment. co) decreased money supply will encourage more spending and investment. d) recession is caused by too much
Answers: 3
You know the right answer?
Bob smith wants to become an investment advisor and set up and advisory firm. according to the inves...

Questions in other subjects:

Konu
Mathematics, 08.04.2021 19:10
Konu
Biology, 08.04.2021 19:10