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Business, 06.01.2020 22:31 maleah12x

Adivision of a corporation regularly renders investment advice for a fee to its clients. the corporation also regularly performs securities transactions for the clients of its advisory service. under the uniform securities act, the corporation is: ) a broker/dealer onlyb) an investment adviser onlyc) both a broker/dealer and an investment adviserd) neither a broker/dealer nor an investment adviser

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