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Business, 04.01.2020 05:31 BarcaOsama

Under nasaa's statement of policy on dishonest or unethical business practices of broker/dealers and agents, which of the following is not considered when determining excessive trading in a client's account? a) investment objectives of the client. b) client's financial status. c) length of association with the agent. d) character of the account.

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Under nasaa's statement of policy on dishonest or unethical business practices of broker/dealers and...

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