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Business, 04.01.2020 01:31 mjwaple57

An investment adviser representative (iar) is engaged in options trading. the iar decides that a fair charge for his services would be 7% per month of the assets under management. in order to do so, the iar will disclose all fees and charges in both the advisory contract, signed by clients, and form adv. the iar thinks that by the dual disclosure, he is acting appropriately. is the iar acting appropriately

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