Business, 18.12.2019 05:31 papoose10and11

Under msrb rules, a registered representative that has been given discretionary authority by a customer, needs specific customer authorization to purchase: a. non-investment grade municipal bonds b. bonds where a control relationship exists between the municipal broker-dealer and the issuer whose bonds are purchased c. municipal bond unit investment trusts d. municipal bond option contracts

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Under msrb rules, a registered representative that has been given discretionary authority by a custo...