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Business, 02.11.2019 06:31 arianabryant54

Aregistered representative has been strongly recommending to all of his customers that they sell out of conservative issues and buy certain highly speculative issues. under finra rules:
(a) this is allowed because profit possibilities increase.
(b) this practice is prohibited since there is a high probability that the recommendation will not be suitable for some of the customers.
(c) this is allowed provided the customer can bear the risk of the investment.
(d) this is allowed only in connection with high-pressure telephone sales campaigns.

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